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The Next Compliance Hurdle under Regulation AB II: Annual Compliance Checks to Determine Continued Shelf Eligibility

February 23, 2016
Client Alert

In 2014, the Securities and Exchange Commission adopted “Regulation AB II” — final regulations that substantially revise the offering process, disclosure and reporting requirements for registered offerings of asset-backed securities (ABS).

In this Client Alert, we provide a brief overview of the key reforms under Regulation AB II, followed by a more focused review of the next compliance hurdle that ABS issuers will face — annual compliance checks to determine continued shelf eligibility.

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